Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 10. Broker fund adviser
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 1 Jul 2019)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • [FCA CF] Functions requiring qualifications (1 Jun 2023 to 22 Sep 2025)
    • [FCA CF] Material risk taker (1 Jan 2023 to 22 Sep 2025)
    • [FCA CF] Client dealing (1 Jul 2020 to 22 Sep 2025)
    • CF30 Customer (10 Sep 2012 to 1 Jan 2015)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • CF30 Customer (6 Sep 2013 to 21 Jun 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.