Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Quilter Investment Platform Limited
FRN 165359
- 14. Managing investments
- 10. Broker fund adviser
- [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
- [FCA CF] Material risk taker (since 1 Jan 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Mar 2019 to 8 Dec 2019)
-
Quilter Life & Pensions Limited
FRN 207977
- [FCA CF] Client dealing (since 1 Jul 2019)
-
- [FCA CF] Functions requiring qualifications (1 Jun 2023 to 22 Sep 2025)
- [FCA CF] Material risk taker (1 Jan 2023 to 22 Sep 2025)
- [FCA CF] Client dealing (1 Jul 2020 to 22 Sep 2025)
- CF30 Customer (10 Sep 2012 to 1 Jan 2015)
-
- CF30 Customer (6 Sep 2013 to 21 Jun 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.