Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 28 Nov 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jun 2022)
    • SMF3 Executive Director (since 28 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jun 2022)
    • SMF3 Executive Director (since 28 Nov 2024)
    • [FCA CF] Significant management (23 Nov 2023 to 24 Nov 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2026)
    • CF30 Customer (7 Nov 2017 to 8 Dec 2019)
  • Apollo Multi Asset Management LLP (no longer approved here)

    FRN 487458

    • CF30 Customer (14 Oct 2013 to 30 Sep 2016)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • CF30 Customer (28 Feb 2013 to 28 Jun 2013)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • CF30 Customer (1 Nov 2007 to 28 Feb 2013)
    • CF27 Investment Management (17 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.