Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AJ Bell Securities Limited
FRN 155593
- SMF3 Executive Director (since 28 Nov 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Feb 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jun 2022)
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AJ Bell Management Limited
FRN 211468
- SMF3 Executive Director (since 28 Nov 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Feb 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jun 2022)
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AJ Bell Asset Management Limited
FRN 774048
- SMF3 Executive Director (since 28 Nov 2024)
- [FCA CF] Significant management (23 Nov 2023 to 24 Nov 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jun 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Mar 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2026)
- CF30 Customer (7 Nov 2017 to 8 Dec 2019)
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- CF30 Customer (14 Oct 2013 to 30 Sep 2016)
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- CF30 Customer (28 Feb 2013 to 28 Jun 2013)
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- CF30 Customer (1 Nov 2007 to 28 Feb 2013)
- CF27 Investment Management (17 Feb 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.