Roger Quentin Phillips

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • CF10 Compliance Oversight (23 Jan 2007 to 31 May 2008)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • CF1 Director (23 May 2002 to 4 Aug 2008)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 May 2008)
    • CF14 Risk Assessment (1 Dec 2001 to 2 Mar 2007)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • CF1 Director (23 May 2002 to 4 Aug 2008)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 May 2008)
    • CF14 Risk Assessment (1 Dec 2001 to 2 Mar 2007)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • CF1 Director (25 Feb 2002 to 4 Aug 2008)
    • CF10 Compliance Oversight (25 Feb 2002 to 31 Jul 2008)
    • CF11 Money Laundering Reporting (25 Feb 2002 to 30 May 2002)
    • CF14 Risk Assessment (1 Dec 2001 to 2 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.