QUILTER FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Alison Mayes

  IRN AJA00020

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Sep 2023)
  • CF30 Customer (18 Feb 2013 to 22 Sep 2023)
• Alison Sara Hatchard

  IRN ASH01129

  • CF30 Customer (9 Nov 2012 to 31 Dec 2012)
• Alison Sarah Hughes

  IRN AST01043

  • CF30 Customer (2 Mar 2018 to 9 Aug 2019)
• Alison Sharples

  IRN AXS00651

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
• Alison Swift

  IRN AXS02536

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2022)
  • CF30 Customer (6 Jun 2019 to 30 Sep 2022)
• Alison Tod

  IRN AXT12824

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Dec 2020)
• Alistair Campbell

  IRN AXC03561

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 5 Jan 2026)
  • CF30 Customer (since 12 Dec 2025)
• Alistair Charles Rupert McClelland

  IRN AXM02184

  • Appointed representative dealing with clients for which they require qualification (2 Aug 2023 to 29 Feb 2024)
  • CF30 Customer (24 Jul 2023 to 29 Feb 2024)
• Alistair Conroy Eccleston

  IRN ACE00015

  • CF30 Customer (19 Feb 2009 to 1 May 2009)
• Alistair David Briggs

  IRN ADB01199

  • CF30 Customer (1 Apr 2021 to 1 Jun 2022)

• Mor-Invest Ltd (no longer appointed)

  FRN 783708 · Appointed 7 Jul 2017 · Until 2 Nov 2023

• Gary Brooks (no longer appointed)

  FRN 562173 · Appointed 7 Jul 2017 · Until 14 Dec 2022

• MA Financial Ltd (no longer appointed)

  FRN 783605 · Appointed 6 Jul 2017 · Until 15 Jul 2021

• GJH Pensions Limited (no longer appointed)

  FRN 783221 · Appointed 3 Jul 2017 · Until 29 Oct 2021

• George Duffus (no longer appointed)

  FRN 783217 · Appointed 3 Jul 2017 · Until 26 Nov 2020

• Marc Hoyland (no longer appointed)

  FRN 782958 · Appointed 29 Jun 2017 · Until 10 May 2021

• Standard Assets Ltd (no longer appointed)

  FRN 781031 · Appointed 6 Jun 2017 · Until 26 Nov 2020 · Tied agent

• Capital Care Wealth Management Ltd (no longer appointed)

  FRN 779810 · Appointed 25 May 2017 · Until 29 Dec 2017

• Gordon MacLean (no longer appointed)

  FRN 779594 · Appointed 23 May 2017 · Until 9 Aug 2022

• Malcolm Hayes (no longer appointed)

  FRN 778591 · Appointed 9 May 2017 · Until 26 Nov 2020

No changes recorded yet.