Alistair David Briggs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosemount Financial Solutions (IFA) Limited

    FRN 535515

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2025)
    • [FCA CF] Client dealing (since 13 Jan 2025)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Functions requiring qualifications (7 Nov 2022 to 9 Jul 2024)
    • [FCA CF] Client dealing (7 Nov 2022 to 9 Jul 2024)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (7 Nov 2022 to 12 Jul 2024)
    • [FCA CF] Client dealing (7 Nov 2022 to 12 Jul 2024)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • Appointed representative dealing with clients for which they require qualification (16 May 2022 to 16 Sep 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Apr 2021 to 1 Jun 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jun 2022)
  • C I B B Financial Services LLP (no longer approved here)

    FRN 495751

    • CF4 Partner (12 May 2009 to 11 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

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