Alison Mayes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Sep 2023)
- CF30 Customer (18 Feb 2013 to 22 Sep 2023)
Derwen Financial Planning Ltd (no longer approved here)
FRN 788539
- Employed By (3 Oct 2017 to 22 Sep 2023)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (2 Apr 2012 to 22 Apr 2013)
B L Financial Planning Ltd (no longer approved here)
FRN 515829
- Employed By (7 Jun 2011 to 21 Jun 2018)
Ash Woodhead (no longer approved here)
FRN 210606
- Employed By (25 Mar 2002 to 24 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.