Alison Swift

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (30 Jun 2022 to 8 Sep 2022)
    • [FCA CF] Functions requiring qualifications (30 Jun 2022 to 8 Sep 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (6 Jun 2019 to 30 Sep 2022)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (20 Sep 2010 to 22 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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