Alison Sarah Hughes

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 3 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 11 Sep 2019)
  • Sharper Financial Planning Ltd

    FRN 1000866

    • (1)Employed By (since 11 Sep 2023)
  • Kim George Financial Planning Ltd (no longer approved here)

    FRN 631967

    • (1)Employed By (11 Sep 2019 to 14 Sep 2023)
  • Lifetime Wealth Management Limited (no longer approved here)

    FRN 400358

    • (58)Employed By (2 Mar 2018 to 9 Aug 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (2 Mar 2018 to 9 Aug 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 31 Oct 2013)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jan 2005 to 2 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.