QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Richard Pike

    IRN ARP00033

    • CF30 Customer (24 Apr 2013 to 10 Jun 2013)
  • Andrew Richard Pinner

    IRN ARP01180

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 6 Jul 2023)
    • CF1 Director (AR) (since 1 May 2020)
    • CF30 Customer (since 1 Jun 2018)
  • Andrew Robert Davies

    IRN ARD01093

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF1 Director (AR) (since 4 Jun 2025)
  • Andrew Robert Frank Brabham-Neil

    IRN ARB00039

    • Appointed representative dealing with clients for which they require qualification (25 Jan 2022 to 11 Jul 2025)
    • CF30 Customer (20 Dec 2021 to 20 Mar 2025)
  • Andrew Robert Graham

    IRN ARG00007

    • CF1 Director (AR) (30 Apr 2021 to 2 Feb 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Feb 2022)
    • CF30 Customer (4 Oct 2016 to 2 Feb 2022)
  • Andrew Robert Heptinstall

    IRN ARH00028

    • Appointed representative dealing with clients for which they require qualification (13 May 2025 to 4 Dec 2025)
    • CF30 Customer (1 May 2025 to 4 Dec 2025)
  • Andrew Robert Routley

    IRN ARR00002

    • CF1 Director (AR) (24 Aug 2012 to 3 Jan 2020)
    • CF30 Customer (24 Aug 2012 to 31 Dec 2012)
  • Andrew Sale

    IRN AMS01311

    • CF30 Customer (26 Jan 2010 to 19 Dec 2011)
  • Andrew Simon Dougherty

    IRN ASD00012

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Aug 2021)
    • CF30 Customer (28 Feb 2013 to 2 Aug 2021)
  • Andrew Simon Finn

    IRN ASF01057

    • CF30 Customer (14 Feb 2019 to 30 Sep 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.