Andrew Robert Graham

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 10 Jan 2025)
    • CF1 Director (AR) (since 3 Oct 2024)
    • CF30 Customer (since 3 Oct 2024)
    • [FCA CF] Client dealing (2 May 2024 to 10 Jan 2025)
    • [FCA CF] Functions requiring qualifications (2 May 2024 to 10 Jan 2025)
  • Andrew Graham Wealth Management Ltd

    FRN 803165

    • (2)Employed By (since 3 Oct 2024)
    • (2)Employed By (13 Mar 2018 to 29 Dec 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (30 Apr 2021 to 2 Feb 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Feb 2022)
    • CF30 Customer (4 Oct 2016 to 2 Feb 2022)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (501)Employed By (4 Oct 2016 to 29 Dec 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF22 Investment Adviser (Trainee) (18 Apr 2007 to 31 Oct 2007)
  • Jack Kinch (no longer approved here)

    FRN 171171

    • (5)Employed By (22 Dec 2000 to 27 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Andrew Graham Wealth Management Ltd

  2. controlled function added: (2)Employed By at Andrew Graham Wealth Management Ltd