Andrew Simon Finn

• Openwork Limited

  FRN 408285

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 12 Nov 2021)
  • CF30 Customer (since 3 Nov 2021)
• Just Mortgages Direct Limited

  FRN 404016

  • (22)Employed By (since 3 Nov 2021)
• PROFILE FINANCIAL SOLUTIONS LTD (no longer approved here)

  FRN 596398

  • [FCA CF] Functions requiring qualifications (5 Oct 2020 to 16 Apr 2021)
  • [FCA CF] Client dealing (5 Oct 2020 to 16 Apr 2021)
  • CF30 Customer (14 Oct 2016 to 15 Jan 2019)
• Quilter Private Client Advisers Limited (no longer approved here)

  FRN 227836

  • (217)Employed By (1 Apr 2020 to 30 Sep 2020)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (14 Feb 2019 to 30 Sep 2020)
• Quilter Financial Advisers Ltd (no longer approved here)

  FRN 452529

  • (531)Employed By (14 Feb 2019 to 30 Sep 2020)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • CF30 Customer (27 May 2016 to 6 Oct 2016)
• BBT Group Ltd (no longer approved here)

  FRN 189722

  • Employed By (27 May 2016 to 6 Oct 2016)
• Julian Harris Financial Consultants (no longer approved here)

  FRN 153566

  • CF30 Customer (2 Jul 2015 to 27 May 2016)
• Lansdown Place Wealth Management Ltd (no longer approved here)

  FRN 434251

  • Employed By (15 Apr 2015 to 28 May 2015)

No changes recorded yet.