Andrew Richard Pike

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Responsible Life Limited (no longer approved here)
FRN 610205
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Dec 2025)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (24 Apr 2013 to 10 Jun 2013)
Quilter Private Client Advisers Limited (no longer approved here)
FRN 227836
- (150)Employed By (21 Jan 2013 to 2 Jul 2013)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (31 Dec 2009 to 6 Jul 2011)
Blenheim Wealth Management Ltd (no longer approved here)
FRN 194908
- Employed By (1 Dec 2001 to 7 Feb 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.