QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Featherston

    IRN GXF00021

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 8 Jun 2023)
    • CF30 Customer (since 7 Jun 2023)
    • CF30 Customer (15 Nov 2018 to 29 Nov 2019)
  • Graham Fishwick

    IRN GXF01227

    • CF30 Customer (18 Sep 2015 to 27 Mar 2020)
  • Graham Gunn

    IRN GXG00005

    • CF30 Customer (27 Jan 2010 to 31 Aug 2011)
  • Graham Heaney

    IRN GXH00096

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jan 2025)
    • CF30 Customer (12 Nov 2013 to 9 Jan 2025)
  • Graham Ian Lennox Jones

    IRN GXJ15447

    • CF1 Director (AR) (since 9 Sep 2025)
  • Graham John Brenton

    IRN GJB00024

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jun 2021)
    • CF30 Customer (20 Apr 2013 to 11 Jun 2021)
  • Graham John Davies

    IRN GJD00005

    • Appointed representative dealing with clients for which they require qualification (8 Dec 2021 to 24 Oct 2022)
    • CF4 Partner (AR) (23 Apr 2021 to 24 Oct 2022)
    • CF30 Customer (23 Apr 2021 to 24 Oct 2022)
  • Graham John Haddock

    IRN GJH01154

    • CF30 Customer (20 Feb 2013 to 8 Mar 2013)
  • Graham John Vernon Lee

    IRN GJL01101

    • CF30 Customer (21 May 2009 to 21 Sep 2018)
  • Graham Jones

    IRN GXJ00033

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 22 Apr 2021)
    • [FCA CF] Client dealing (1 Sep 2020 to 22 Apr 2021)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.