Graham Fishwick

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

INFORMED CHOICE LIMITED (no longer approved here)
FRN 171077
- [FCA CF] Client dealing (17 May 2022 to 22 Mar 2024)
- [FCA CF] Functions requiring qualifications (17 May 2022 to 22 Mar 2024)
Scottish Widows Schroder Personal Wealth Limited (no longer approved here)
FRN 830170
- [FCA CF] Client dealing (24 Jun 2020 to 13 May 2022)
- [FCA CF] Functions requiring qualifications (24 Jun 2020 to 13 May 2022)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (18 Sep 2015 to 27 Mar 2020)
OneDome Capital Ltd (no longer approved here)
FRN 582895
- (9)Employed By (18 Sep 2015 to 27 Mar 2020)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (2 Dec 2011 to 17 May 2013)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (17 Oct 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.