Graham John Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 3 May 2023)
    • Appointed representative dealing with clients for which they require qualification (since 3 May 2023)
    • CF30 Customer (since 5 Apr 2023)
  • Graham J Davies

    FRN 220871

    • (1)Employed By (since 5 Apr 2023)
    • (2)Employed By (3 Jan 2003 to 24 Oct 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (8 Dec 2021 to 24 Oct 2022)
    • CF30 Customer (23 Apr 2021 to 24 Oct 2022)
    • CF4 Partner (AR) (23 Apr 2021 to 24 Oct 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 16 Feb 2022)
    • CF4 Partner (AR) (3 Feb 2005 to 16 Feb 2022)
    • CF7 Sole Trader (AR) (3 Jan 2003 to 3 Feb 2005)
    • CF21 Investment Adviser (3 Jan 2003 to 31 Oct 2007)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.