Graham Featherston

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 8 Jun 2023)
    • CF30 Customer (since 7 Jun 2023)
    • CF30 Customer (15 Nov 2018 to 29 Nov 2019)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (508)Employed By (2 Feb 2023 to 24 Feb 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (22 Nov 2021 to 28 Sep 2022)
    • CF30 Customer (19 Nov 2021 to 28 Sep 2022)
  • Sterling & Law Group Plc (no longer approved here)

    FRN 216784

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (20 Jul 2017 to 8 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

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