QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Cargill Beattie

    IRN DCB00009

    • CF30 Customer (1 Nov 2007 to 17 Nov 2009)
    • CF22 Investment Adviser (Trainee) (27 Apr 2007 to 31 Oct 2007)
  • David Carlin

    IRN DWC00026

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF30 Customer (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
  • David Carter

    IRN DWC01081

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF1 Director (AR) (since 7 Jul 2006)
    • CF30 Customer (30 May 2008 to 12 Sep 2012)
    • CF22 Investment Adviser (Trainee) (5 May 2006 to 5 Jun 2007)
  • David Charles Joyce

    IRN DCJ00006

    • CF22 Investment Adviser (Trainee) (13 Apr 2006 to 26 Jan 2007)
    • CF7 Sole Trader (AR) (13 Apr 2006 to 26 Jan 2007)
  • David Chilvers

    IRN DXC02601

    • CF1 Director (AR) (since 26 Aug 2017)
  • David Christopher Dean

    IRN DCD00013

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Aug 2022)
    • CF1 Director (AR) (20 May 2008 to 19 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 19 Aug 2022)
    • CF21 Investment Adviser (5 Oct 2007 to 31 Oct 2007)
    • CF4 Partner (AR) (19 Jan 2007 to 20 May 2008)
    • CF22 Investment Adviser (Trainee) (19 Jan 2007 to 5 Oct 2007)
  • David Christopher Osborne Weller

    IRN DCW00027

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Aug 2021)
    • CF30 Customer (4 Feb 2015 to 3 Aug 2021)
    • CF1 Director (AR) (4 Feb 2015 to 3 Aug 2021)
  • David Clark

    IRN DXC01819

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Nov 2021)
    • CF1 Director (AR) (3 Oct 2019 to 13 Nov 2021)
    • CF30 Customer (1 Nov 2007 to 13 Nov 2021)
    • CF22 Investment Adviser (Trainee) (25 May 2007 to 31 Oct 2007)
  • David Colin Smith

    IRN DCS01133

    • CF30 Customer (13 Feb 2012 to 1 Apr 2012)
  • David Crabbe

    IRN DJC01430

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 Feb 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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