David Carter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF1 Director (AR) (since 7 Jul 2006)
    • CF30 Customer (30 May 2008 to 12 Sep 2012)
    • CF22 Investment Adviser (Trainee) (5 May 2006 to 5 Jun 2007)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 7 Jul 2006)
  • Keystone Wealth Management Ltd

    FRN 525039

    • (1)Employed By (since 8 Jun 2010)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (11 Sep 2012 to 30 Apr 2016)
    • CF1 Director (AR) (5 Oct 2009 to 30 Apr 2016)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF4 Partner (AR) (1 Jun 2005 to 5 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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