David Christopher Dean

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINLI (FA92) LIMITED

    FRN 195522

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2023)
    • [FCA CF] Manager of certification employee (since 7 Dec 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Aug 2022)
    • CF1 Director (AR) (20 May 2008 to 19 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 19 Aug 2022)
    • CF21 Investment Adviser (5 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jan 2007 to 5 Oct 2007)
    • CF4 Partner (AR) (19 Jan 2007 to 20 May 2008)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (25 Jul 2008 to 4 Aug 2020)
    • CF1 Director (AR) (20 May 2008 to 19 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.