Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 Feb 2019)
    • (364)Employed By (since 6 Feb 2019)
  • Thameside Financial Planning Limited (no longer approved here)

    FRN 609980

    • CF30 Customer (11 Jan 2016 to 31 Dec 2018)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (11 Apr 2013 to 6 Jan 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (24 Jun 2010 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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