David Colin Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (9 Sep 2015 to 6 Mar 2016)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (2 Apr 2012 to 3 Jan 2013)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (13 Feb 2012 to 1 Apr 2012)
BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)
FRN 115053
- CF30 Customer (9 Mar 2011 to 24 Dec 2011)
Forum Wealth Management Ltd (no longer approved here)
FRN 227192
- (4)Employed By (6 Jul 2009 to 31 Aug 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.