QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Akif Bhatti

    IRN AXB03832

    • CF30 Customer (24 Mar 2016 to 19 Dec 2016)
  • Alain Mengoli

    IRN AXM02613

    • CF30 Customer (28 Nov 2011 to 1 Apr 2012)
  • Alan Barlow

    IRN AXB00603

    • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 17 Jul 2023)
  • Alan Barral

    IRN AXB03184

    • Appointed representative dealing with clients for which they require qualification (2 Jun 2023 to 16 Apr 2025)
    • CF30 Customer (19 May 2023 to 16 Apr 2025)
  • Alan Bernard Merrill

    IRN ABM00007

    • CF30 Customer (2 Jun 2009 to 4 Feb 2011)
    • CF21 Investment Adviser (8 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Dec 2006 to 8 Aug 2007)
  • Alan Charles Grout

    IRN ACG00020

    • CF30 Customer (1 Nov 2007 to 13 Nov 2008)
    • CF22 Investment Adviser (Trainee) (8 Nov 2006 to 31 Oct 2007)
  • Alan Christopher Murray

    IRN ACM01157

    • CF1 Director (AR) (since 4 Jun 2025)
  • Alan Clive Bourne

    IRN ACB00050

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Dec 2020)
    • CF30 Customer (19 Jun 2008 to 22 Dec 2008)
  • Alan Crook

    IRN AXC03288

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
  • Alan David Malyon

    IRN ADM01237

    • CF30 Customer (23 Dec 2015 to 27 Jan 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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