Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
- CF30 Customer (6 Oct 2011 to 8 Dec 2019)
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- CF30 Customer (12 Nov 2008 to 18 Dec 2009)
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- (6)Employed By (12 Nov 2008 to 18 Dec 2009)
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- CF30 Customer (5 Aug 2008 to 18 Nov 2008)
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- CF30 Customer (1 Nov 2007 to 13 Nov 2008)
- CF22 Investment Adviser (Trainee) (8 Nov 2006 to 31 Oct 2007)
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- (7)Employed By (8 Nov 2006 to 13 Nov 2008)
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- CF1 Director (1 Dec 2001 to 4 Apr 2003)
- CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.