Alan Clive Bourne

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Dec 2020)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Dec 2020)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Dec 2020)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Dec 2020)
- CF30 Customer (19 Jun 2008 to 22 Dec 2008)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Dec 2020)
- CF1 Director (AR) (1 Jun 2006 to 10 Jun 2008)
Quilter Financial Limited (no longer approved here)
FRN 497604
- [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Dec 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.