Alan Bernard Merrill

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (2 Jun 2009 to 4 Feb 2011)
- CF21 Investment Adviser (8 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Dec 2006 to 8 Aug 2007)
Walcross Associates (no longer approved here)
FRN 501137
- Employed By (2 Jun 2009 to 2 Aug 2010)
Walcross Financial Consultants Ltd (no longer approved here)
FRN 456583
- Employed By (13 Dec 2006 to 7 Apr 2009)
Hadleycrest Limited (no longer approved here)
FRN 191643
- (1)Employed By (30 Aug 2005 to 22 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.