QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Macdonald

    IRN AXM02600

    • CF1 Director (AR) (8 Aug 2008 to 19 Oct 2012)
  • Alan Mark Renwick

    IRN AMR00025

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Apr 2021)
    • CF30 Customer (12 Nov 2013 to 8 Dec 2019)
  • Alan Martin

    IRN AXM04879

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2021)
    • CF30 Customer (30 Jan 2018 to 9 Apr 2021)
  • Alan Mattner

    IRN AXM05770

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 12 Feb 2026)
    • CF30 Customer (since 6 Feb 2026)
  • Alan Michael Parker

    IRN AMP00010

    • Appointed representative dealing with clients for which they require qualification (28 Nov 2022 to 28 Nov 2024)
    • CF30 Customer (29 Jul 2022 to 28 Nov 2024)
    • CF4 Partner (AR) (29 Jul 2022 to 17 Oct 2024)
  • Alan Munro

    IRN ATM00017

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2021)
    • CF30 Customer (22 Nov 2012 to 31 May 2021)
  • Alan Norburn

    IRN AXN01173

    • CF30 Customer (1 Nov 2007 to 31 Oct 2011)
    • CF22 Investment Adviser (Trainee) (24 Apr 2007 to 31 Oct 2007)
  • Alan Paul Casemore

    IRN APC00049

    • CF30 Customer (28 Jan 2008 to 31 Dec 2012)
  • Alan Peter Miller

    IRN APM00066

    • CF1 Director (AR) (30 Jan 2009 to 13 Jul 2010)
    • CF30 Customer (1 Nov 2007 to 8 Feb 2010)
    • CF22 Investment Adviser (Trainee) (21 Sep 2007 to 31 Oct 2007)
  • Alan Pitt

    IRN AWP01030

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2021)
    • CF30 Customer (18 Mar 2019 to 22 Jun 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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