Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (20 Oct 2023 to 27 Feb 2026)
- [FCA CF] Client dealing (20 Oct 2023 to 27 Feb 2026)
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- CF30 Customer (22 Jun 2011 to 24 Nov 2011)
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- CF30 Customer (21 Jan 2010 to 20 Dec 2011)
- CF1 Director (AR) (21 Jan 2010 to 20 Dec 2011)
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- CF1 Director (AR) (30 Jan 2009 to 13 Jul 2010)
- CF30 Customer (1 Nov 2007 to 8 Feb 2010)
- CF22 Investment Adviser (Trainee) (21 Sep 2007 to 31 Oct 2007)
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- CF1 Director (AR) (30 Jan 2009 to 13 Jul 2010)
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- (1)Employed By (30 Jan 2009 to 13 Jul 2010)
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- CF21 Investment Adviser (1 Dec 2001 to 27 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Stuart Gilbert
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controlled function added: (1)Employed By at Stuart Gilbert