Alan Michael Parker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosemount Financial Solutions (IFA) Limited

    FRN 535515

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2024)
    • [FCA CF] Client dealing (since 16 Dec 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (28 Nov 2022 to 28 Nov 2024)
    • CF30 Customer (29 Jul 2022 to 28 Nov 2024)
    • CF4 Partner (AR) (29 Jul 2022 to 17 Oct 2024)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 20 Dec 2022)
    • CF7 Sole Trader (AR) (12 Oct 2004 to 31 Jan 2007)
    • CF21 Investment Adviser (29 Apr 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Apr 2002)
  • Linda Parker (no longer approved here)

    FRN 196663

    • (1)Employed By (1 Dec 2001 to 28 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

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