QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Bernard Teeman

    IRN ABT01037

    • CF1 Director (AR) (14 Dec 2017 to 3 Jan 2020)
    • CF30 Customer (23 Mar 2017 to 3 Jan 2020)
  • Andrew Bernard Thompson

    IRN ABT00006

    • Responsible for Insurance Mediation (14 Apr 2020 to 30 Jun 2020)
    • Responsibility for MCD Intermediation (14 Apr 2020 to 30 Jun 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • Responsible for Insurance Distribution (25 Nov 2019 to 30 Jun 2020)
    • CF3 Chief Executive (11 Mar 2016 to 8 Dec 2019)
    • CF1 Director (16 Apr 2014 to 8 Dec 2019)
    • CF1 Director (AR) (19 Apr 2012 to 30 Jun 2020)
  • Andrew Brian Parkinson

    IRN ABP01069

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Dec 2025)
    • CF30 Customer (3 Aug 2018 to 4 Dec 2025)
  • Andrew Brooks

    IRN AXB00004

    • CF30 Customer (19 May 2011 to 1 Apr 2012)
  • Andrew Bunting

    IRN AXB02319

    • CF30 Customer (19 Mar 2008 to 28 Jun 2013)
  • Andrew Carl Warre

    IRN ACW01159

    • CF30 Customer (1 Nov 2012 to 31 Dec 2012)
  • Andrew Caterer

    IRN AXC01882

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 24 Jun 2024)
    • CF1 Director (AR) (since 22 Jun 2024)
    • CF30 Customer (since 22 Jun 2024)
  • Andrew Charles Cossey

    IRN ACC01138

    • CF30 Customer (11 Sep 2008 to 21 Jan 2009)
  • Andrew Charles Lawrence

    IRN AXL00175

    • Appointed representative dealing with clients for which they require qualification (16 Oct 2023 to 18 Mar 2024)
    • CF30 Customer (18 Sep 2023 to 18 Mar 2024)
  • Andrew Charles Uncles

    IRN ACU00001

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF1 Director (AR) (since 9 Nov 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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