Andrew Caterer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 24 Jun 2024)
    • CF1 Director (AR) (since 22 Jun 2024)
    • CF30 Customer (since 22 Jun 2024)
  • Andy Caterer Wealth Management Ltd

    FRN 1015751

    • (1)Employed By (since 22 Jun 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2024)
    • CF30 Customer (20 Mar 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Andy Caterer Wealth Management Ltd

  2. controlled function added: (1)Employed By at Andy Caterer Wealth Management Ltd