Andrew Charles Lawrence

Last updated
1 day ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 7 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 7 Jun 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (16 Oct 2023 to 18 Mar 2024)
    • CF30 Customer (18 Sep 2023 to 18 Mar 2024)
  • David James Wealth Limited (no longer approved here)

    FRN 771834

    • Employed By (18 Sep 2023 to 18 Mar 2024)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

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