Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Diane Elizabeth Carr Morris

    IRN DEC00009

    • CF30 Customer (1 Nov 2007 to 19 Sep 2018)
    • CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Sep 2004 to 13 Dec 2004)
  • Digby Player

    IRN DMP00004

    • CF1 Director (AR) (since 29 Sep 2014)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 27 Oct 2022)
    • CF22 Investment Adviser (Trainee) (5 Sep 2007 to 31 Oct 2007)
  • Digby Royston Holman

    IRN DRH00002

    • CF30 Customer (1 Nov 2007 to 3 Dec 2010)
    • CF21 Investment Adviser (22 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Jun 2005 to 22 Dec 2005)
  • Dina Bhudia

    IRN DXP00130

    • CF30 Customer (1 Nov 2007 to 1 Jun 2010)
    • CF21 Investment Adviser (4 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Dec 2005 to 4 Apr 2006)
  • Dinesh Devshi

    IRN DXD00064

    • CF30 Customer (1 Nov 2007 to 31 Aug 2011)
    • CF21 Investment Adviser (25 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Jan 2005 to 25 Apr 2005)
  • Dionne Marie Heelis

    IRN DMH00047

    • CF22 Investment Adviser (Trainee) (29 Oct 2002 to 1 Mar 2004)
  • Dominic Charles Reynolds

    IRN DCR00011

    • CF30 Customer (1 Nov 2007 to 26 May 2010)
    • CF21 Investment Adviser (20 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Nov 2004 to 20 Jan 2005)
  • Dominic James Bryan

    IRN DJB00118

    • CF30 Customer (1 Nov 2007 to 22 Nov 2011)
    • CF22 Investment Adviser (Trainee) (12 Oct 2007 to 31 Oct 2007)
  • Don Renwick Johnstone

    IRN DRJ00025

    • CF30 Customer (1 Nov 2007 to 19 Apr 2013)
    • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Apr 2007 to 4 Jul 2007)
  • Donald Anderson

    IRN DXA00053

    • CF30 Customer (1 Nov 2007 to 15 Sep 2010)
    • CF21 Investment Adviser (18 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Apr 2005 to 18 Oct 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.