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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- CF1 Director (AR) (since 4 Jun 2025)
- CF1 Director (AR) (8 Mar 2019 to 25 Nov 2020)
Quilter Financial Planning Solutions Limited
FRN 184591
- CF1 Director (AR) (since 29 Sep 2014)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Nov 2022)
- CF30 Customer (1 Nov 2007 to 27 Oct 2022)
- CF22 Investment Adviser (Trainee) (5 Sep 2007 to 31 Oct 2007)
Digby Associates Limited
FRN 631739
- (1)Employed By (since 25 Sep 2014)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (8 Mar 2019 to 25 Nov 2020)
Brighton Williams & Partners (no longer approved here)
FRN 149307
- CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.