Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AMG FINANCIAL MANAGEMENT LTD
FRN 518817
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 15 Mar 2020)
- [FCA CF] Client dealing (15 Mar 2020 to 16 Mar 2020)
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- CF30 Customer (1 Nov 2007 to 22 Nov 2011)
- CF22 Investment Adviser (Trainee) (12 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.