Dominic Charles Reynolds

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Sep 2022)
    • [FCA CF] Client dealing (since 6 Sep 2022)
    • [FCA CF] Client dealing (24 Aug 2020 to 22 Jan 2021)
    • [FCA CF] Functions requiring qualifications (24 Aug 2020 to 22 Jan 2021)
    • CF30 Customer (8 Apr 2013 to 1 May 2013)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 26 May 2010)
    • CF21 Investment Adviser (20 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Nov 2004 to 20 Jan 2005)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.