Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (9 Jan 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 19 Apr 2013)
- CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Apr 2007 to 4 Jul 2007)
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- CF21 Investment Adviser (5 Apr 2007 to 14 May 2007)
- CF22 Investment Adviser (Trainee) (12 Oct 2006 to 11 Apr 2007)
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- (3)Employed By (12 Oct 2006 to 14 May 2007)
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- CF22 Investment Adviser (Trainee) (27 Jan 2003 to 9 Sep 2004)
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- CF21 Investment Adviser (11 Nov 2002 to 19 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.