Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Barnes

    IRN AXB00078

    • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
    • CF21 Investment Adviser (7 Jul 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 May 2003 to 7 Jul 2003)
  • Andrew Beddows

    IRN AXB00082

    • CF22 Investment Adviser (Trainee) (8 Sep 2006 to 15 Jun 2007)
  • Andrew Bernard Thompson

    IRN ABT00006

    • Responsibility for MCD Intermediation (14 Apr 2020 to 30 Jun 2020)
    • Responsible for Insurance Distribution (14 Apr 2020 to 30 Jun 2020)
    • Responsible for Insurance Mediation (14 Apr 2020 to 30 Jun 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • CF1 Director (1 Aug 2017 to 8 Dec 2019)
    • CF3 Chief Executive (11 Mar 2016 to 8 Dec 2019)
  • Andrew Campbell Marshall

    IRN ACM00023

    • CF21 Investment Adviser (9 Sep 2002 to 30 Jan 2004)
    • CF22 Investment Adviser (Trainee) (12 Jan 2002 to 9 Sep 2002)
  • Andrew Charles Benson

    IRN ACB01099

    • CF30 Customer (1 Nov 2007 to 13 Jun 2011)
    • CF21 Investment Adviser (18 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Apr 2005 to 18 Oct 2005)
  • Andrew Charles Edwin Beevers

    IRN ACB00038

    • CF30 Customer (1 Nov 2007 to 20 Jun 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Andrew Charles Vines

    IRN ACV00003

    • CF30 Customer (21 Apr 2009 to 16 Apr 2010)
  • Andrew Clive Smith

    IRN ACS00043

    • CF30 Customer (18 Dec 2008 to 13 Aug 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2005)
  • Andrew Colin Simpson

    IRN ACS00031

    • CF30 Customer (17 Nov 2009 to 7 Dec 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)
  • Andrew Collier

    IRN AXC00236

    • CF30 Customer (5 Oct 2009 to 6 Jul 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.