Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Mar 2025)
    • [FCA CF] Client dealing (since 20 Mar 2025)
  • Milecross Financial Solutions Limited (no longer approved here)

    FRN 413142

    • (33)Employed By (1 May 2024 to 11 Mar 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Mar 2025)
    • CF30 Customer (28 Nov 2017 to 11 Mar 2025)
  • ACUITY PROFESSIONAL ADVISERS LTD (no longer approved here)

    FRN 464072

    • CF30 Customer (1 Jul 2013 to 25 Jun 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 5 Sep 2008)
    • CF22 Investment Adviser (Trainee) (22 May 2007 to 31 Oct 2007)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF22 Investment Adviser (Trainee) (8 Sep 2006 to 15 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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