Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (29 Feb 2024 to 30 Jun 2025)
- [FCA CF] Functions requiring qualifications (22 Dec 2022 to 29 Feb 2024)
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- CF30 Customer (1 Nov 2007 to 13 Jun 2011)
- CF21 Investment Adviser (18 Oct 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Apr 2005 to 18 Oct 2005)
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- (4)Employed By (7 Feb 2003 to 5 May 2005)
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- CF21 Investment Adviser (1 Nov 2002 to 9 Jan 2003)
- CF22 Investment Adviser (Trainee) (3 May 2002 to 1 Nov 2002)
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- CF21 Investment Adviser (1 Nov 2002 to 9 Jan 2003)
- CF22 Investment Adviser (Trainee) (3 May 2002 to 1 Nov 2002)
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- CF21 Investment Adviser (1 Nov 2002 to 9 Jan 2003)
- CF22 Investment Adviser (Trainee) (3 May 2002 to 1 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.