Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Lumb

  IRN CXL00067

  • CF30 Customer (1 Nov 2007 to 15 Sep 2010)
  • CF21 Investment Adviser (31 Mar 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (23 Nov 2004 to 31 Mar 2005)
• Christopher Mark Denham

  IRN CMD00014

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (13 Sep 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (2 Jun 2004 to 13 Sep 2004)
• Christopher Mark Smallwood

  IRN CMS00048

  • CF1 Director (1 Dec 2001 to 17 Jul 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2006)
• Christopher Maxwell John Rickards

  IRN CMR00013

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (26 Jan 2007 to 2 May 2007)
• Christopher Mellor

  IRN CXM00109

  • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2004)
• Christopher Michael Aubrey

  IRN CMA00007

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 4 Jan 2023)
• Christopher Michael French

  IRN CMF00001

  • CF30 Customer (1 Nov 2007 to 7 Sep 2010)
  • CF21 Investment Adviser (26 Aug 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Mar 2004 to 26 Aug 2004)
• Christopher Michael Harris

  IRN CMH00004

  • CF30 Customer (1 Nov 2007 to 28 Apr 2008)
  • CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (10 Apr 2007 to 2 Jul 2007)
• Christopher Michael Ireson

  IRN CMI01008

  • CF30 Customer (21 Jan 2010 to 9 Nov 2010)
• Christopher Neville Edmonds

  IRN CNE00001

  • CF30 Customer (1 Nov 2007 to 3 Aug 2011)
  • CF22 Investment Adviser (Trainee) (14 May 2007 to 31 Oct 2007)

• Insight Financial Services (no longer appointed)

  FRN 195664 · Appointed 26 Apr 2001 · Until 9 Jun 2003

• Square One Solutions Ltd (no longer appointed)

  FRN 195705 · Appointed 10 Apr 2001 · Until 28 Feb 2002

• Midlands Insurance Services (no longer appointed)

  FRN 195502 · Appointed 30 Mar 2001 · Until 28 Feb 2002

• Thomas Harvey IFA (no longer appointed)

  FRN 194917 · Appointed 5 Feb 2001 · Until 19 Feb 2002

• Miller Nairn Goldberg (no longer appointed)

  FRN 194290 · Appointed 4 Dec 2000 · Until 28 Feb 2002

• Momentous Edge (no longer appointed)

  FRN 194289 · Appointed 1 Dec 2000 · Until 28 Feb 2002

• Peak Mortgage & Investment Services (no longer appointed)

  FRN 159755 · Appointed 22 Oct 2000 · Until 28 Feb 2002

• Exley Oldroyd Financial Partnership (no longer appointed)

  FRN 193124 · Appointed 29 Sep 2000 · Until 28 Feb 2002

• Alexander Knight (no longer appointed)

  FRN 193041 · Appointed 14 Sep 2000 · Until 28 Feb 2002

• Westlea Independent Financial Advisors (no longer appointed)

  FRN 193040 · Appointed 12 Sep 2000 · Until 8 Feb 2002

No changes recorded yet.