Christopher Mark Smallwood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Significant management (14 Jun 2023 to 27 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 3 Apr 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 3 Apr 2024)
    • Responsibility for MCD Intermediation (21 Nov 2018 to 3 Apr 2024)
    • Responsible for Insurance Distribution (21 Nov 2018 to 3 Apr 2024)
    • CF30 Customer (1 Nov 2007 to 22 May 2009)
    • CF8 Apportionment and Oversight (2 Apr 2007 to 31 Mar 2009)
    • CF1 Director (2 Apr 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
    • CF3 Chief Executive (2 Apr 2007 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF1 Director (1 Dec 2001 to 17 Jul 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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