Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 16 Feb 2024)
    • [FCA CF] Client dealing (since 16 Feb 2024)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Feb 2023)
    • CF1 Director (AR) (21 Dec 2016 to 1 Feb 2023)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 7 Sep 2010)
    • CF21 Investment Adviser (26 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Mar 2004 to 26 Aug 2004)
  • Chris French Financial Ltd (no longer approved here)

    FRN 194214

    • Employed By (22 Nov 2000 to 3 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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