Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Ross & Montgomery Ltd
FRN 807169
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 16 Feb 2024)
- [FCA CF] Client dealing (since 16 Feb 2024)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Feb 2023)
- CF1 Director (AR) (21 Dec 2016 to 1 Feb 2023)
-
- CF30 Customer (1 Nov 2007 to 7 Sep 2010)
- CF21 Investment Adviser (26 Aug 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Mar 2004 to 26 Aug 2004)
-
- Employed By (22 Nov 2000 to 3 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.