Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Jan 2023)
- CF30 Customer (2 Jun 2010 to 13 Jan 2023)
- CF1 Director (AR) (2 Jun 2010 to 4 Oct 2016)
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- (9)Employed By (21 Jul 2016 to 13 Jan 2023)
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- CF30 Customer (21 Jan 2010 to 9 Nov 2010)
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- CF30 Customer (1 Nov 2007 to 28 Apr 2009)
- CF21 Investment Adviser (12 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Jul 2007 to 12 Jul 2007)
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- CF22 Investment Adviser (Trainee) (16 Jan 2007 to 1 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.