Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Jan 2023)
    • CF30 Customer (2 Jun 2010 to 13 Jan 2023)
    • CF1 Director (AR) (2 Jun 2010 to 4 Oct 2016)
  • Nexus IFA Limited (no longer approved here)

    FRN 550749

    • (9)Employed By (21 Jul 2016 to 13 Jan 2023)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (21 Jan 2010 to 9 Nov 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 28 Apr 2009)
    • CF21 Investment Adviser (12 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2007 to 12 Jul 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (16 Jan 2007 to 1 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.