Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 21 Apr 2023)
- CF30 Customer (since 29 Mar 2023)
- CF30 Customer (22 Jan 2008 to 25 Nov 2011)
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Doyle & Palmer Wealth Management Limited
FRN 836767
- (11)Employed By (since 29 Mar 2023)
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- CF30 Customer (1 Nov 2007 to 28 Apr 2008)
- CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Apr 2007 to 2 Jul 2007)
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- (4)Employed By (1 Dec 2001 to 17 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.