Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Cross

    IRN AXC00138

    • CF21 Investment Adviser (1 Dec 2001 to 16 Dec 2004)
  • Andrew Darren Buckingham

    IRN ADB00035

    • CF30 Customer (1 Nov 2007 to 2 Apr 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Andrew David Howarth

    IRN ADH00014

    • CF30 Customer (1 Nov 2007 to 20 Jul 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Andrew David Mawbey

    IRN ADM01135

    • CF30 Customer (20 May 2011 to 8 Dec 2019)
  • Andrew David Pulford

    IRN ADP01082

    • CF30 Customer (1 Nov 2007 to 7 Jan 2009)
    • CF21 Investment Adviser (8 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Nov 2003 to 8 Jun 2004)
  • Andrew David Searles

    IRN ADS00028

    • CF30 Customer (1 Nov 2007 to 29 Jul 2011)
    • CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jul 2007 to 9 Oct 2007)
  • Andrew David Vallance Naismith

    IRN ADN00002

    • CF21 Investment Adviser (8 Dec 2003 to 22 Nov 2004)
    • CF22 Investment Adviser (Trainee) (8 Aug 2003 to 8 Dec 2003)
  • Andrew Dean Jackson

    IRN ADJ00022

    • CF30 Customer (1 Nov 2007 to 27 May 2009)
    • CF21 Investment Adviser (22 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Dec 2005 to 22 Jun 2006)
  • Andrew Denis Heryet

    IRN ADH00003

    • CF30 Customer (1 Nov 2007 to 13 Oct 2009)
    • CF21 Investment Adviser (5 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Jan 2006 to 7 Jul 2006)
  • Andrew Dennis King

    IRN ADK00005

    • CF30 Customer (7 Aug 2014 to 25 Sep 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.