Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2023)
    • [FCA CF] Client dealing (since 1 Jul 2023)
  • Headstart Financial Planning Limited (no longer approved here)

    FRN 401101

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2020)
    • CF30 Customer (7 Jan 2013 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 2 Apr 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.