Headstart Financial Planning Limited

• Principal Place of Business

  Headstart Services

  274-278 Wimborne Road

  Bournemouth

  BH3 7AT

  UNITED KINGDOM

  Phone

  +4401202536494

  Web

  https://www.headstartfinancialplanning.co.uk

• Complaints Contact

  Headstart Services

  274-278 Wimborne Road

  Bournemouth

  BH3 7AT

  UNITED KINGDOM

  Phone

  +4401202536494

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with buy-to-let mortgages and second charge mortgages

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Darren Buckingham

  IRN ADB00035

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2020)
  • CF30 Customer (7 Jan 2013 to 8 Dec 2019)
• Bernard Neil Steven-Fountain

  IRN BNS00004

  • CF30 Customer (1 Nov 2007 to 8 Jul 2016)
  • CF21 Investment Adviser (28 Jun 2004 to 31 Oct 2007)
• Christopher Alec Ansdell

  IRN CAA00003

  • CF30 Customer (1 Nov 2007 to 24 Feb 2012)
  • CF21 Investment Adviser (28 Jun 2004 to 31 Oct 2007)
• Christopher John Blackburn

  IRN CJB00078

  • CF30 Customer (1 Nov 2007 to 15 Apr 2008)
  • CF21 Investment Adviser (28 Jun 2004 to 31 Oct 2007)
• Christopher John Collier

  IRN CJC00032

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 10 Dec 2012)
  • CF10 Compliance Oversight (28 Jun 2004 to 30 Nov 2012)
  • CF21 Investment Adviser (28 Jun 2004 to 31 Oct 2007)
  • CF1 Director (28 Jun 2004 to 30 Nov 2012)
  • CF8 Apportionment and Oversight (28 Jun 2004 to 31 Mar 2009)
• Derek James Butterworth

  IRN DXB00046

  • CF30 Customer (1 Nov 2007 to 25 Dec 2007)
  • CF21 Investment Adviser (19 Dec 2005 to 31 Oct 2007)
• Geoffrey Robert Drake

  IRN GRD00021

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (28 Jun 2004 to 31 Oct 2007)
  • CF1 Director (28 Jun 2004 to 30 Jun 2012)
• Glenda Stephanie Edroff

  IRN GSG00016

  • CF30 Customer (3 Oct 2011 to 8 Jul 2016)
• JAMES WILSON

  IRN JXW00190

  • [FCA CF] Functions requiring qualifications (26 Nov 2020 to 19 Dec 2023)
• James Ronald Crotty

  IRN JRC00010

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Dec 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Jan 2006 to 31 Oct 2007)

No changes recorded yet.