Bernard Neil Steven-Fountain

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jigsaw Financial Planning Limited

    FRN 736855

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 27 Aug 2020)
    • [FCA CF] Client dealing (since 27 Aug 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (27 Aug 2020 to 28 Aug 2020)
    • CF1 Director (1 Jul 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
  • Headstart Financial Planning Limited (no longer approved here)

    FRN 401101

    • CF30 Customer (1 Nov 2007 to 8 Jul 2016)
    • CF21 Investment Adviser (28 Jun 2004 to 31 Oct 2007)
  • Headstart Financial Services (3006) (no longer approved here)

    FRN 194618

    • (7)Employed By (1 Dec 2001 to 1 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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