Andrew David Pulford

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (2 Jul 2020 to 28 Aug 2025)
- [FCA CF] Functions requiring qualifications (2 Jul 2020 to 28 Aug 2025)
ValidPath Limited (no longer approved here)
FRN 197107
- CF1 Director (AR) (22 Feb 2016 to 14 Sep 2020)
- CF30 Customer (18 Aug 2008 to 1 Dec 2014)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (10 Oct 2014 to 4 Mar 2016)
- CF30 Customer (10 Oct 2014 to 4 Mar 2016)
MMR Financial Consultants Ltd (no longer approved here)
FRN 230458
- (3)Employed By (14 Jun 2011 to 14 Sep 2020)
C S Financial Planners Ltd (no longer approved here)
FRN 228573
- Employed By (13 Aug 2008 to 14 Sep 2020)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 7 Jan 2009)
- CF21 Investment Adviser (8 Jun 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Nov 2003 to 8 Jun 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.