Andrew David Mawbey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Jul 2021)
    • CF1 Director (AR) (since 12 May 2021)
    • CF30 Customer (since 12 May 2021)
    • [FCA CF] Functions requiring qualifications (23 Nov 2020 to 9 Jul 2021)
    • [FCA CF] Client dealing (23 Nov 2020 to 9 Jul 2021)
  • Explore Money Ltd

    FRN 942083

    • (1)Employed By (since 12 May 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (20 May 2011 to 8 Dec 2019)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF22 Investment Adviser (Trainee) (27 Apr 2004 to 22 Aug 2004)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF22 Investment Adviser (Trainee) (27 Apr 2004 to 22 Aug 2004)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF22 Investment Adviser (Trainee) (27 Apr 2004 to 22 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.